
Securities, Capital Markets & Investments Practice Group Leader
Len Essig provides strategic counsel to companies and financial institutions navigating complex regulatory, transactional, and governance matters.
Len serves as Practice Group Leader for the Securities, Capital Markets & Investments practice group at Lewis Rice. As a corporate attorney, Len advises companies across a wide range of industries on general corporate and securities matters, including corporate governance, public company reporting and compliance, mergers and acquisitions, and public and private securities offerings.
His practice also includes advising financial institutions, investment advisers, and other financial service providers on regulatory compliance and enforcement, executive compensation, mergers and acquisitions, and the structure, authority, and operations of their organizations and affiliates.
Prior to joining Lewis Rice in 1993, Len served as an attorney for the Office of Thrift Supervision in Washington, D.C. He is a frequent speaker on banking and financial services topics.
Len has been recognized by his peers for inclusion in Best Lawyers® from 2013 to 2027 and was named “Lawyer of the Year” for Corporate Law in 2023 by Best Lawyers®.
Board of Trustees, Benedictine Health Foundation (2020-present)
Board of Trustees, Nazareth Living Center (2014-present)
Board of Directors, Shooting Star Productions (Youth Theatre) (2010-present)

These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms. You can set your browser to block or alert you about these cookies, but some parts of the site will not then work. These cookies do not store any personally identifiable information.
These cookies allow us to count visits and traffic sources so we can measure and improve the performance of our site. They help us to know which pages are the most and least popular and see how visitors move around the site. All information these cookies collect is aggregated and therefore anonymous. If you do not allow these cookies we will not know when you have visited our site, and will not be able to monitor its performance.
These cookies may be set through our site by our advertising partners. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. They do not store directly personal information, but are based on uniquely identifying your browser and internet device. If you do not allow these cookies, you will experience less targeted advertising.
These cookies enable the website to provide enhanced functionality and personalisation. They may be set by us or by third party providers whose services we have added to our pages. If you do not allow these cookies then some or all of these services may not function properly.