Publications
September 7, 2023 – Client Alert
The SEC’s New Rules for Private Fund Advisers Leonard J. Essig, Kylee K. Emert
June 15, 2023 – Client Alert
Interagency Guidance on Third-Party Relationships: Risk Management
December 17, 2021 – Client Alert
SEC Proposes Amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 Leonard J. Essig, Cassidy C. Kolaz
December 18, 2020 – Article
Commercial Firm Entrée to the Banking Sector: Industrial Loan Companies Leonard J. Essig
October 9, 2020 – Client Alert
SEC Modernizes Business Background Disclosures Leonard J. Essig, Kylee K. Emert
June 25, 2020 – Client Alert
Further COVID-19 Disclosure Guidance from the SEC Leonard J. Essig, Lauren R. Carey
March 20, 2020 – Client Alert
Shareholder Meetings in the Pandemic Leonard J. Essig, Alfred J. Ludwig
September 2018 – Client Alert
Community Bank Regulatory Relief: Exam Cycle and Small Holding Companies Leonard J. Essig
June 29, 2016 – Presentation
Limited Liability Companies: Creating Practical Operating Procedures National Business Institute Alfred J. Ludwig
January 2016 – Client Alert
Recently Enacted Transportation Act Affects Securities Laws Leonard J. Essig, Lisa Gillette Huff
November 2015 – Client Alert
SEC Approves Final Equity Crowdfunding Rules Leonard J. Essig, Alfred J. Ludwig
April 2012 – Presentation
Security in Public Meetings The Oklahoma Association of Municipal Attorneys John M. Hessel
2008-2011 – Presentation
Security in Public Meetings International Municipal Lawyers Association John M. Hessel
